Verband Schweizerischer Vermögensverwalter: Advanced seminar AML, FinSA, FinIA

Advanced seminar AML, FinSA, FinIA

Datum

28.11.2024

Zeit

08:30 - 12:30

Ort

Webinar

Pricing

Link

Registration

Link

This seminar aims to review, deepen and update knowledge and practices of regulatory requirements on:

AMLA
Rules of conduct according to the FinSA and another specialized knowledge
FinIA

The update of regulatory knowledge enables the professionals concerned to maintain their qualifications and to fulfill the minimum continuing education requirements of the supervisory organisations and FINMA.

Program

Topic	Content	Speaker
FinSA/CISA, AMLA \| Clients’ segmentation	Clients’ segmentation (FinSA, CISA), civil consequences and link with AMLA	FBT Avocats SA
FinSA \| Mandate agreement	Investment Management and Advisory Mandates: relevance of the contractual provisions and protection of the Portfolio Manager	FBT Avocats SA
AMLA \| Compliance, sanctions, risk analysis	Navigating AML & Sanctions compliance - choosing the right path AML risk analysis - Key principles	Lenz & Staehelin
FinIA \| Risk management	Capital adequacy requirements and liquidity risk management	Lenz & Staehelin

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